Douglas
Wynn
Merrill Lynch, Pierce, Fenner & Smith Inc
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About this Advisor
Douglas Wynn is a financial advisor operating out of Mckinney, Texas with 4 years of industry experience. Wynn is an employee of Merrill Lynch, Pierce, Fenner & Smith Inc. Their career trajectory has included roles at Lacerte Capital Advisers, Lacerte Capital Partners L.P, J.P. Morgan Securities LLC, Jpmorgan Chase Bank Na, Morgan Stanley, Morgan Stanley Private Bank, National Association and Merrill Lynch, Pierce, Fenner & Smith Inc. Wynn has Series 63, Series 65 and Series 66 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a registered investment company operating out of New York, NY. It has offices in 3,372 locations and a total of 36,687 advisors. It has $1 trillion in assets under management among its 2,864,234 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm serves 4,459 charities and foundations. Of its 2,864,234 accounts, 23% are associated with high-net-worth clients who have more than $1 million in investable assets. The business provides a broad set of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fee schedules usually are based on which services the firm provides the client. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc can consist of asset-based, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details
$1,093,689,238,206
36,687
2,864,234
$381,844
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Other
Douglas Wynn Work History
Douglas has been registered as a financial advisor for 4 years.*
Merrill Lynch, Pierce, Fenner & Smith Inc
Morgan Stanley Private Bank, National Association
Morgan Stanley
Morgan Stanley Private Bank, National Association
J.P. Morgan Securities LLC
Jpmorgan Chase Bank Na
Lacerte Capital Advisers
Lacerte Capital Partners L.P
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Douglas Wynn to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Merrill Lynch, Pierce, Fenner & Smith Inc
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Mount Pleasant, SC
Sammamish, WA
Chevy Chase, MD
Dallas, TX
Oak Brook, IL
Washington, DC
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
