Kristin
Carleton
James River Asset Management, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Kristin Carleton is a financial advisor who works out of Midlothian, Virginia who has 4 years of industry experience. Carleton is on the advisory team at James River Asset Management, LLC. Throughout their career, Carleton has worked at Transamerica Capital Inc, Towne Bank, Raymond James Financial Services, Raymond James Financial Services Advisors Inc, James River Wealth Advisors, Valmark Securities and J. W. Cole Financial, Inc. Carleton holds Series 63 and Series 66 licenses, certifying them as a securities representative, and can operate in Virginia. James River Asset Management, LLC is a company that has its headquarters in Midlothian, VA. It administers $164 million in assets among its 669 accounts, making it one of the mid-sized investment advisory firms in the country by assets under management. The firm advises five charitable organizations. Of its 669 accounts, 20% are held by high-net-worth individuals who have more than $1 million in investable assets. James River Asset Management, LLC provides a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Fees for financial advice vary depending on the services provided. Fees charged by James River Asset Management, LLC likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
James River Asset Management, LLC Brokerage Details
$163,458,054
11
669
$244,332
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Kristin Carleton Work History
Kristin has been registered as a financial advisor for 4 years.*
J. W. Cole Financial, Inc
James River Wealth Advisors
Valmark Securities
Raymond James Financial Services Advisors Inc
Towne Bank
Raymond James Financial Services
Transamerica Capital Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kristin Carleton to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at James River Asset Management, LLC
Midlothian, VA
Midlothian, VA
Midlothian, VA
Midlothian, VA
Midlothian, VA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
