Gary
Gross

Principal Securities, Inc

CRD#2474716
Investment Advisor
in Raleigh, NC

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About this Advisor

Gary Gross is a certified financial planner and chartered financial consultant working out of Raleigh, North Carolina, who has been in the advisory business for 10 years. Gross is an employee of Principal Securities, Inc. Over the course of their career, Gross has held roles at Guardian Investor Services, LLC, The Leaders Group Inc, Life Insurance Services Inn/Capitas Financial LLC, Focused Financial, Principal Securities Inc, Park Avenue Securities LLC, Guardian Life Insurance Company Of America, Integrated Advisors Network, LLC, Wealth Strategies For Life LLC, Securities Services Network, Choice Advisors, Fixed Insurance Sales and Focused Tax Solutions. Gross holds a Series 63 license, certifying them as a securities agent, and is approved to serve investors in North Carolina. Principal Securities, Inc is a financial advisory firm that has its headquarters in Raleigh, North Carolina. The company has offices in 350 locations and a total of 1,564 advisors. It administers $8 billion in total assets among its 34,673 customer accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 29 charitable organizations. Of its 34,673 client accounts, just 4% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Principal Securities, Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. Fees for financial management typically vary depending on which service is provided. However, fee types billed by Principal Securities, Inc most likely consist of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

4141 Parklake Ave Ste 510
Raleigh, NC 27612

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$7,610,249,885

NC Average: $9,259,360,772
Total Number of Employees

1,564

NC Average: 166
Total Number of Accounts

34,673

NC Average: 7,189
Average Account Size

$219,486

NC Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Gary Gross Work History

Gary has 10 years of experience.

2020 - Present (1 year)

Focused Financial

2020 - Present (1 year)

Principal Securities Inc

2018 - 2020 (2 years)

Securities Services Network

2018 - 2020 (2 years)

Choice Advisors, Fixed Insurance Sales

2018 - 2020 (2 years)

Focused Tax Solutions

2017 - 2018 (1 year)

Integrated Advisors Network, LLC

2016 - 2018 (2 years)

Wealth Strategies For Life LLC

2015 - 2016 (1 year)

Park Avenue Securities LLC

2014 - 2015 (1 year)

Guardian Investor Services, LLC

2014 - 2016 (2 years)

Guardian Life Insurance Company Of America

2010 - 2014 (4 years)

The Leaders Group Inc

2010 - 2014 (4 years)

Life Insurance Services Inn/Capitas Financial LLC

Disclosures

Gary Gross has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Securities, Inc

Lyndon Crawford
Des Moines, IA
Joseph Manzo
Roseville, CA
Chad Neely
Charlotte, NC
Albert Richmond
Idaho Falls, ID
Daniel Bergner
Hopkins, MN
Christopher Winton
Addison, TX
James Hill
Charlotte, NC
William Dunker
Des Moines, IA

This content was compiled from the SEC and FINRA.

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