Gary
Gross
Principal Securities, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Gary Gross is a chartered financial consultant based in Boone, North Carolina with 3 years of relevant experience. Gross works at Principal Securities, Inc. Over the course of their career, Gross has held roles at Guardian Investor Services, LLC, The Leaders Group Inc, Life Insurance Services Inn/Capitas Financial LLC, Park Avenue Securities LLC, Wealth Strategies For Life LLC, Securities Services Network, Choice Advisors, Fixed Insurance Sales, Focused Tax Solutions, Focused Financial, Guardian Life Insurance Company Of America, Integrated Advisors Network, LLC and Principal Securities Inc. Gross holds a Series 63 license, certifying them as a securities agent, and is registered to work in North Carolina and Texas. Principal Securities, Inc is a firm that has its headquarters in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 advisors. It handles $9 billion in assets under management among its 46,075 customer accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm advises 34 charities and foundations. Of its 46,075 client accounts, just 3% belong to high-net-worth clients who have greater than $1 million in investable assets. Principal Securities, Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management depend on which services are provided. However, fees charged by Principal Securities, Inc can be comprised of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Gary Gross Work History
Gary has been registered as a financial advisor for 3 years.*
Focused Financial
Principal Securities Inc
Securities Services Network
Choice Advisors, Fixed Insurance Sales
Focused Tax Solutions
Integrated Advisors Network, LLC
Wealth Strategies For Life LLC
Park Avenue Securities LLC
Guardian Investor Services, LLC
Guardian Life Insurance Company Of America
The Leaders Group Inc
Life Insurance Services Inn/Capitas Financial LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Gary Gross to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Birmingham, AL
Des Moines, IA
Lansing, MI
Williamston, MI
Seattle, WA
Fargo, ND
Puyallup, WA
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
