Robert
Oneal
Wellington Shields & Co., LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Robert Oneal is a financial advisor who works out of Thomasville, Georgia who has 6 years of relevant experience. Oneal works at Wellington Shields & Co., LLC. The advisor has gained experience at First Commerce Credit Union and Wellington Shields. Oneal has Series 63 and Series 66 licenses, qualifying them as a securities broker, and is registered to operate in Florida and Georgia. Wellington Shields & Co., LLC is an advisory firm operating out of New York, NY. The investment advisory business has offices in two locations and a total of 23 people on staff. It manages $383 million in total assets among its 415 customer accounts, placing it among the larger financial advisory firms in the United States by assets under management. Of its 415 customer accounts, 30% are held by high-net-worth clients who have more than $1 million in investable assets. The firm provides portfolio management for individuals and small businesses. Fees charged by financial advisors typically depend on the financial services provided. Fee types charged by Wellington Shields & Co., LLC may include some combination of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Wellington Shields & Co., LLC Brokerage Details
$382,824,291
23
415
$922,468
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
Robert Oneal Work History
Robert has been registered as a financial advisor for 6 years.*
Wellington Shields
First Commerce Credit Union
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Oneal to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Wellington Shields & Co., LLC
Locust Valley, NY
Thomasville, GA
New York, NY
New York, NY
Shelburne Falls, MA
New York, NY
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
