Anthony
Daprato

Wellington Shields & Co., LLC

CRD#1480221
Investment Advisor
in New York, NY

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About this Advisor

Anthony Daprato is a financial advisor based in New York, New York, working with Wellington Shields & Co., LLC. Anthony has previously held positions at RBC Capital Markets Corporation and Wellington Shields & Co. Anthony has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in New York. Currently, Anthony is part of Wellington Shields & Co., LLC, which operates out of New York, New York. The firm has 2 offices and 24 employees. The firm manages assets totaling $408.7 million and serves high-net-worth clients. The services offered by the firm include portfolio management for individuals and small businesses. The fee structure at Wellington Shields & Co., LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

140 Broadway Suite 4400
New York, NY 10005

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management

$408,723,807

NY Average: $7,464,549,021
Total Number of Employees

24

NY Average: 88
Total Number of Accounts

493

NY Average: 3,892
Average Account Size

$829,054

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Anthony Daprato Work History

2015 - Present (9 years)

Wellington Shields & Co

2010 - 2015 (5 years)

Rbc Capital Markets Corporation

Disclosures

Please visit the SEC profile of Anthony Daprato to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wellington Shields & Co., LLC

Joseph Barbera
New York, NY
Patricia Powell
Thomasville, GA
James Fahey
Locust Valley, NY
Robert Oneal
Thomasville, GA
Roberta Stafford
New York, NY
Timothy Gaulin
Shelburne Falls, MA
Mark Pankoff
New York, NY
Anthony Daprato
New York, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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