James
Fahey

Wellington Shields & Co., LLC

CRD#2191811
Investment Advisor
in Locust Valley, NY

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About this Advisor

James Fahey is a financial advisor who works in Locust Valley, New York with a total of 6 years of industry experience. Fahey is currently employed by Wellington Shields & Co., LLC. During their career, Fahey has held roles at Oppenheimer & Co. Inc and Wellington Shields & Co. Fahey holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in New Jersey. Wellington Shields & Co., LLC is a financial advisory firm operating out of New York, NY. The investment advisory business has offices in two locations and a total of 23 people on staff. It has $383 million in assets under management across its 415 accounts, making it one of the larger firms in the nation by assets under management. Of its 415 customer accounts, 30% belong to high-net-worth investors who have greater than $1 million in assets. The firm provides portfolio management for individuals and small businesses. Fees charged by financial advisors largely depend on the type of financial services. Fees charged by Wellington Shields & Co., LLC can include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

63 Forest Avenue
Locust Valley, NY 11560

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management

$382,824,291

NY Average: $7,464,549,021
Total Number of Employees

23

NY Average: 88
Total Number of Accounts

415

NY Average: 3,892
Average Account Size

$922,468

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

James Fahey Work History

James has been registered as a financial advisor for 6 years.*

2016 - Present (8 years)

Wellington Shields & Co

2012 - 2016 (4 years)

Oppenheimer & Co. Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Fahey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wellington Shields & Co., LLC

James Fahey
Locust Valley, NY
Robert Oneal
Thomasville, GA
Roberta Stafford
New York, NY
Anthony Daprato
New York, NY
Mark Pankoff
New York, NY
Timothy Gaulin
Shelburne Falls, MA
Mark Sperry
New York, NY
Charles Thompson
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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