Wellington Shields & Co., LLC

Investment Advisor
in Shelburne Falls, MA

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About this Advisor

Timothy Gaulin is a financial advisor based out of Shelburne Falls, Massachusetts with a total of 1 year of industry experience. Gaulin is currently employed by Wellington Shields & Co., LLC. Their career trajectory has included roles at Riverside Fitness, West County Cider, Northeastern University and Bennett Family Eye Doctor. Gaulin holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to serve investors in Massachusetts. Wellington Shields & Co., LLC is an advisory firm that has its headquarters in New York, NY. The investment advisory business has offices in two locations and a total of 23 financial advisors. It handles $383 million in assets between its 415 accounts, making it one of the bigger investment advisory firms in the country by assets under management. Of its 415 accounts, 30% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Wellington Shields & Co., Llc provides portfolio management for individuals and small businesses. A financial advisor's fee schedules vary depending on which services are provided. However, fee types billed by Wellington Shields & Co., LLC likely include asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

29 Bridge Street
Shelburne Falls, MA 01370

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management


MA Average: $7,464,549,021
Total Number of Employees


MA Average: 88
Total Number of Accounts


MA Average: 3,892
Average Account Size


MA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Timothy Gaulin Work History

Timothy has been registered as a financial advisor for 1 years.*

2016 - Present (8 years)

Riverside Fitness

2019 - 2021 (2 years)

West County Cider

2015 - 2016 (1 year)

Bennett Family Eye Doctor

2010 - 2015 (5 years)

Northeastern University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Timothy Gaulin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wellington Shields & Co., LLC

James Fahey
Locust Valley, NY
Robert Oneal
Thomasville, GA
Roberta Stafford
New York, NY
Mark Pankoff
New York, NY
Anthony Daprato
New York, NY
Timothy Gaulin
Shelburne Falls, MA
Mark Sperry
New York, NY
Charles Thompson
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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