Wellington Shields & Co., LLC

Investment Advisor
in New York, NY
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About this Advisor

Alexander Cripps is an advisor located in New York, New York. Currently an investment advisor with Wellington Shields & Co., LLC, they have gathered 13 years of experience in the financial advisory industry. Cripps maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative. Cripps is registered to advise investors based out of Massachusetts and Virginia. Their career trajectory has included roles at H.G. Wellington & Co Inc and Wellington Shields & Co., LLC. Wellington Shields & Co., LLC is based out of New York, New York, and has two other locations across the nation. In total, Wellington Shields & Co., LLC oversees $255 million in assets across 187 accounts and employs 20 staff members. The amount of assets the firm manages places it among the mid-sized firms in the country. The firm manages 179 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 32% of the firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Wellington Shields & Co., LLC provides portfolio management for individuals and small businesses. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years of Experience

13 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees, Commissions



Office Location

140 Broadway, Suite 4400
New York, NY 10005

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Alexander Cripps Work History

Alexander has 13 years of experience.

2009 - Present (10 years)

Wellington Shields & Co., LLC

2005 - Present (14 years)

H.G. Wellington & Co Inc


Alexander Cripps has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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