Alexander
Cripps

Wellington Shields & Co., LLC

CRD#4595640
Investment Advisor
in New York, NY

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About this Advisor

Alexander Cripps is a chartered financial analyst based in New York, New York with 13 years of industry experience. Cripps works at Wellington Shields & Co., LLC. Throughout their career, they have worked at H.G. Wellington & Co Inc and Wellington Shields & Co., LLC. Cripps holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Massachusetts, New York and Virginia. Wellington Shields & Co., LLC is a financial advisory business based out of New York, NY. The investment advisory business has offices in two locations and a total of 23 employees. It oversees $383 million in assets under management among its 415 customer accounts, placing it among the bigger financial advisory firms in the nation by assets under management. Of its 415 customer accounts, 30% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm provides portfolio management for individuals and small businesses. Fees for financial management usually are based on the type of services. Fees charged by Wellington Shields & Co., LLC can include asset-based and fixed fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years Registered*

13 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

140 Broadway Suite 4400
New York, NY 10005

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management

$382,824,291

NY Average: $7,464,549,021
Total Number of Employees

23

NY Average: 88
Total Number of Accounts

415

NY Average: 3,892
Average Account Size

$922,468

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Alexander Cripps Work History

Alexander has been registered as a financial advisor for 13 years.*

2009 - Present (15 years)

Wellington Shields & Co., LLC

2005 - Present (19 years)

H.G. Wellington & Co Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Alexander Cripps to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wellington Shields & Co., LLC

James Fahey
Locust Valley, NY
Robert Oneal
Thomasville, GA
Roberta Stafford
New York, NY
Timothy Gaulin
Shelburne Falls, MA
Mark Pankoff
New York, NY
Anthony Daprato
New York, NY
Donald Chappell
New York, NY
Mark Sperry
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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