Wellington Shields & Co., LLC

Investment Advisor
in New York, NY

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About this Advisor

Donald Chappell is a financial advisor based in New York, New York who has 2 years of relevant experience. Chappell is an employee of Wellington Shields & Co., LLC. They have worked at Wellington Shields & Co., Llc for the entirety of their career. Chappell is registered to work in New York. Wellington Shields & Co., LLC is a registered investment business based in New York, NY. The company has offices in two locations and a total of 23 financial advisors. It controls $383 million in assets under management across its 415 accounts, making it one of the larger investment advisory firms in the country by assets under management. Of its 415 accounts, 30% belong to high-net-worth investors who have at least $1 million in investable assets. The company offers portfolio management for individuals and small businesses. Financial management fees usually depend on which services are offered. However, fees billed by Wellington Shields & Co., LLC can include asset-based and fixed fees.

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

140 Broadway 44Th Floor
New York, NY 10005

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Donald Chappell Work History

Donald has been registered as a financial advisor for 2 years.*

2009 - Present (14 years)

Wellington Shields & Co

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Donald Chappell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wellington Shields & Co., LLC

Robert Oneal
Thomasville, GA
James Fahey
Locust Valley, NY
Roberta Stafford
New York, NY
Anthony Daprato
New York, NY
Mark Pankoff
New York, NY
Timothy Gaulin
Shelburne Falls, MA
Mark Sperry
New York, NY
Donald Chappell
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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