Wellington Shields & Co., LLC

Investment Advisor
in New York, NY

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About this Advisor

Mark Pankoff is a financial advisor based in New York, New York with a total of 5 years of relevant experience. Pankoff is currently employed by Wellington Shields & Co., LLC. Over the course of their career, they have held roles at Oppenheimer & Co. Inc and Wellington Shields. Pankoff holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to work in New Jersey and New York. Wellington Shields & Co., LLC is an advisory firm headquartered in New York, NY. The company has offices in two locations and a total of 23 people on staff. It handles $383 million in assets across its 415 client accounts, placing it among the bigger financial advisory firms in the country by assets under management. Of its 415 client accounts, 30% belong to high-net-worth clients who have at least $1 million in investable assets. Wellington Shields & Co., Llc provides portfolio management for individuals and small businesses. Fees for financial management are based on which services are provided. However, fees charged by Wellington Shields & Co., LLC most likely consist of any combination of asset-based and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

140 Broadway Suite 4400
New York, NY 10005

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Wellington Shields & Co., LLC Brokerage Details

Total Assets Under Management


NY Average: $7,464,549,021
Total Number of Employees


NY Average: 88
Total Number of Accounts


NY Average: 3,892
Average Account Size


NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Mark Pankoff Work History

Mark has been registered as a financial advisor for 5 years.*

2018 - Present (5 years)

Wellington Shields

2010 - 2018 (8 years)

Oppenheimer & Co. Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Mark Pankoff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Wellington Shields & Co., LLC

James Fahey
Locust Valley, NY
Robert Oneal
Thomasville, GA
Roberta Stafford
New York, NY
Anthony Daprato
New York, NY
Timothy Gaulin
Shelburne Falls, MA
Mark Pankoff
New York, NY
Charles Thompson
New York, NY
Donald Chappell
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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