Robert
Brogan
Wellington Shields & Co., LLC
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About this Advisor
Robert Brogan is a financial advisor working in New York, New York with 13 years of relevant experience. Brogan is on the advisory team at Wellington Shields & Co., LLC. Over the course of their career, they have held roles at H.G. Wellington & Co., Inc and Wellington Shields & Co., LLC. Brogan holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to operate in Massachusetts. Wellington Shields & Co., LLC is a registered investment firm based in New York, NY. It has offices in two locations and a total of 23 people on staff. It has $383 million in assets across its 415 customer accounts, making it one of the larger firms in the United States by assets under management. Of its 415 accounts, 30% are held by high-net-worth individuals who have at least $1 million in assets available to invest. Wellington Shields & Co., Llc provides portfolio management for individuals and small businesses. Fees charged by financial advisors typically are based on which services the firm provides the client. However, fees charged by Wellington Shields & Co., LLC can be comprised of some blend of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Wellington Shields & Co., LLC Brokerage Details
$382,824,291
23
415
$922,468
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
Robert Brogan Work History
Robert has been registered as a financial advisor for 13 years.*
Wellington Shields & Co., LLC
H.G. Wellington & Co., Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Brogan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Wellington Shields & Co., LLC
Locust Valley, NY
Thomasville, GA
New York, NY
New York, NY
New York, NY
Shelburne Falls, MA
New York, NY
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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