Lisa
Ward
Royal Alliance Associates, Inc
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About this Advisor
Lisa Ward is a financial advisor based in Arlington, Texas who has 1 year of relevant experience. Ward is an employee of Royal Alliance Associates, Inc. Ward has gained experience at The Container Store, K. Hovnanian Homes, New York Life Insurance Company, Nylife Securities LLC and Royal Alliance Associates, Inc. Ward holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in Texas. Royal Alliance Associates, Inc is a financial advisory business that has its headquarters in Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 people on staff. It administers $30 billion in assets under management among its 149,233 client accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm serves 191 charitable organizations. Of its 149,233 accounts, just 11% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. The advisory firm provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules vary depending on which services the firm provides the client. Fee types billed by Royal Alliance Associates, Inc likely consist of any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Royal Alliance Associates, Inc Brokerage Details
$29,536,149,674
3,704
149,233
$197,920
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Lisa Ward Work History
Lisa has been registered as a financial advisor for 1 years.*
Royal Alliance Associates, Inc
Nylife Securities LLC
New York Life Insurance Company
K. Hovnanian Homes
The Container Store
The Container Store
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lisa Ward to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Royal Alliance Associates, Inc
Southfield, MI
Temple, TX
Jersey City, NJ
Mishawaka, IN
South Jordan, UT
Fort Wayne, IN
Mineola, NY
Wayland, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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